Gori, Filippo
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2014-01-02 | 2014-02-11 | Rep | Advising on securities | 2014-01-02 | 2014-02-11 | Rep | Dealing in futures contracts | 2014-01-02 | 2014-02-11 | Rep | Dealing in securities | 2014-01-02 | 2014-02-11 | Rep | Automated trading services | 2014-01-02 | 2017-07-21 | RO | Advising on futures contracts | 2014-02-11 | 2019-03-31 | RO | Advising on securities | 2014-02-11 | 2019-03-31 | RO | Dealing in futures contracts | 2014-02-11 | 2019-03-31 | RO | Dealing in securities | 2014-02-11 | 2019-03-31 | RO | Automated trading services | 2017-11-02 | 2019-03-31 |
| 2 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | RO | Advising on securities | 2019-08-01 | RO | Dealing in securities | 2019-08-01 | Rep | Advising on corporate finance | 2020-05-11 |
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