Wong, Kenny Kin Fai 王健輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BUSINESS SECURITIES LIMITED | RO | Advising on securities | 2020-06-18 | 2022-06-30 | RO | Dealing in securities | 2020-06-18 | 2022-06-30 |
| 2 | CEPA ALLIANCE SECURITIES LIMITED | RO | Advising on securities | 2024-05-29 | RO | Dealing in securities | 2024-05-29 |
| 3 | CEPAALLIANCE ASSET MANAGEMENT LIMITED | RO | Asset management | 2024-05-29 | |
| 4 | SBI China Capital Asset Management Limited | Rep | Asset management | 2015-03-20 | 2018-10-23 |
| 5 | SBI China Capital Commodities Limited | RO | Advising on futures contracts | 2008-02-25 | 2013-02-28 | RO | Dealing in futures contracts | 2008-02-25 | 2013-02-28 | RO | Asset management | 2008-03-11 | 2013-02-28 |
| 6 | SBI China Capital Financial Services Limited | RO | Dealing in securities | 2008-02-25 | 2019-04-30 | RO | Advising on securities | 2008-09-19 | 2019-04-30 | RO | Asset management | 2008-09-19 | 2019-04-30 |
| 7 | SBI China Capital Securities Limited | RO | Advising on securities | 2008-02-25 | 2011-09-30 | RO | Dealing in securities | 2008-02-25 | 2011-09-30 | RO | Asset management | 2008-03-11 | 2011-09-30 |
| 8 | SBI E2-Capital Securities Limited | RO | Advising on securities | 2023-01-10 | RO | Dealing in securities | 2023-01-10 |
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