Jiang, Haiyuan 江海源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities International Global Markets Limited | Rep | Advising on securities | 2018-09-03 | 2020-06-12 | Rep | Dealing in futures contracts | 2018-09-03 | 2020-06-12 | Rep | Dealing in securities | 2018-09-03 | 2020-06-12 |
| 2 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2020-08-12 | Rep | Dealing in securities | 2020-08-12 | Rep | Dealing in futures contracts | 2020-10-06 |
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