Chu, Ka Wang Henry 朱家弘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NEW REGION SECURITIES COMPANY LIMITED | Rep | Asset management | 2021-07-20 | Rep | Dealing in securities | 2021-07-20 |
| 2 | Sino-Rich Securities & Futures Limited | Rep | Asset management | 2020-09-07 | 2021-03-31 |
| 3 | Xen Capital (HK) Limited | Rep | Asset management | 2020-07-06 | 2020-09-02 |
| 4 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-11-29 | 2019-04-30 |
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