Ratti, Upwan (SFC:BDY281)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities International Global Markets Limited | Rep | Advising on securities | 2019-05-30 | Rep | Dealing in securities | 2019-05-30 |
| 2 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2014-08-07 | 2015-09-23 | Rep | Dealing in securities | 2014-08-07 | 2015-09-23 |
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