Li, Wing Yiu (SFC:BOB878)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAITONG INTERNATIONAL CAPITAL CO., LIMITED | Rep | Advising on corporate finance | 2021-04-26 | 2023-01-09 | Rep | Dealing in securities | 2021-07-23 | 2023-01-09 |
| 2 | Optima Capital Limited | Rep | Advising on corporate finance | 2023-03-15 | Rep | Dealing in securities | 2023-03-15 | 2024-04-26 |
| 3 | VBG Capital Limited | Rep | Advising on corporate finance | 2019-05-14 | 2021-04-04 |
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