Agarwal, Rupal
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2019-06-10 | 2019-06-15 | Rep | Advising on securities | 2019-10-29 | 2019-11-01 | Rep | Advising on securities | 2023-02-13 | 2023-02-17 | Rep | Advising on securities | 2023-08-01 | 2023-08-04 | Rep | Advising on securities | 2024-01-29 | 2024-02-02 |
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