Li, Wai Lun (SFC:BFT930) 李偉倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA CIFCO SECURITIES CO., LIMITED | Rep | Dealing in securities | 2015-09-08 | 2017-06-16 | Rep | Advising on securities | 2016-02-19 | 2017-06-16 |
| 2 | CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2017-07-13 | 2020-08-31 | Rep | Dealing in securities | 2017-07-13 | 2020-08-31 | Rep | Asset management | 2017-12-07 | 2020-08-31 |
| 3 | MFG Limited (HK) | Rep | Advising on securities | 2020-10-05 | 2021-04-19 | Rep | Asset management | 2020-10-05 | 2021-04-19 | Rep | Dealing in securities | 2020-10-05 | 2021-04-19 | Rep | Dealing in securities | 2023-10-03 | Rep | Dealing in futures contracts | 2023-10-24 | Rep | Advising on securities | 2024-04-25 | Rep | Asset management | 2024-04-25 |
| 4 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2015-07-08 | 2015-08-24 |
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