Raffaldini Ii, Jerome Lino
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2015-07-17 | 2015-07-24 | Rep | Dealing in securities | 2015-07-17 | 2015-07-24 | Rep | Advising on securities | 2015-08-10 | 2015-08-14 | Rep | Dealing in securities | 2015-08-10 | 2015-08-14 | Rep | Advising on securities | 2015-10-20 | 2015-10-30 | Rep | Dealing in securities | 2015-10-20 | 2015-10-30 | Rep | Advising on securities | 2015-11-16 | 2015-11-18 | Rep | Dealing in securities | 2015-11-16 | 2015-11-18 | Rep | Advising on securities | 2015-12-28 | 2016-01-07 | Rep | Dealing in securities | 2015-12-28 | 2016-01-07 | Rep | Advising on securities | 2016-02-11 | 2018-05-14 | Rep | Dealing in securities | 2016-02-11 | 2018-05-14 | Rep | Advising on securities | 2023-01-05 | 2023-01-11 | Rep | Dealing in securities | 2023-01-05 | 2023-01-11 | Rep | Advising on securities | 2023-07-21 | 2023-07-26 | Rep | Dealing in securities | 2023-07-21 | 2023-07-26 |
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