Klingenberg-Timm, Benno
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Capital International, Inc. | Rep | Dealing in securities | 2023-11-15 | |
2 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2015-09-08 | 2015-09-09 | Rep | Dealing in securities | 2015-09-08 | 2015-09-09 | Rep | Advising on securities | 2017-01-12 | 2017-01-17 | Rep | Dealing in securities | 2017-01-12 | 2017-01-17 | Rep | Advising on securities | 2017-02-13 | 2017-02-15 | Rep | Dealing in securities | 2017-02-13 | 2017-02-15 | Rep | Advising on securities | 2017-09-13 | 2023-08-31 | Rep | Dealing in securities | 2017-09-13 | 2023-08-31 |
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