Tse, Kai Kong 謝啟剛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2016-01-06 | 2019-03-31 | Rep | Advising on securities | 2016-01-06 | 2019-03-31 | Rep | Dealing in securities | 2016-01-06 | 2019-03-31 |
| 2 | Lego Corporate Finance Limited | Rep | Advising on corporate finance | 2021-08-06 | |
| 3 | Lego Securities Limited | Rep | Dealing in securities | 2021-08-06 | |
| 4 | Pine Peak Corporate Finance Limited | Rep | Advising on corporate finance | 2019-04-11 | 2020-05-11 | Rep | Dealing in securities | 2019-04-11 | 2021-03-20 | RO | Advising on corporate finance | 2020-05-11 | 2021-03-20 |
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