Swan, Andrew Christopher Seymour
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-05-31 | 2020-08-25 | Rep | Dealing in securities | 2016-05-31 | 2020-08-25 |
| 2 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2016-05-31 | 2017-03-31 |
| 3 | MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED | Rep | Advising on corporate finance | 2020-08-26 | 2021-04-26 | Rep | Dealing in securities | 2020-08-26 | 2021-04-26 | RO | Advising on corporate finance | 2021-04-26 | 2022-07-12 | RO | Dealing in securities | 2021-04-26 | 2022-07-12 |
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