Yu, Yan (SFC:BHV329) 遇言
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FRONTIER CAPITAL INVESTMENT LIMITED | RO | Advising on securities | 2017-01-26 | 2018-12-31 | RO | Dealing in securities | 2017-01-26 | 2018-12-31 |
| 2 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2016-07-19 | 2016-11-08 | Rep | Dealing in securities | 2016-07-19 | 2016-11-08 | Rep | Asset management | 2016-07-19 | 2016-11-23 | RO | Advising on securities | 2016-11-08 | 2018-12-31 | RO | Dealing in securities | 2016-11-08 | 2018-12-31 | RO | Asset management | 2018-04-27 | 2018-12-31 |
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