Green, Nicholas James (SFC:BHT971)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2016-08-01 | 2016-08-02 | Rep | Advising on securities | 2018-09-19 | 2018-09-20 | Rep | Advising on securities | 2019-04-23 | 2019-04-23 | Rep | Advising on securities | 2024-03-04 | 2024-03-08 |
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