Li, Shang Xian 李尚賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Asset Management (HK) Limited | Rep | Advising on securities | 2022-05-19 | Rep | Dealing in securities | 2023-10-19 |
| 2 | CITIC Securities International Global Markets Limited | Rep | Dealing in securities | 2022-05-19 | Rep | Dealing in futures contracts | 2022-06-01 |
| 3 | E FUND MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Advising on securities | 2021-06-11 | 2022-04-29 | Rep | Asset management | 2021-06-11 | 2022-04-29 | Rep | Dealing in securities | 2021-06-11 | 2022-04-29 |
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