Zhao, Yun (SFC:BRH453) 趙昀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-06-16 | 2023-08-21 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2021-06-16 | 2023-08-21 | Rep | Dealing in securities | 2021-06-16 | 2023-08-21 |
| 3 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2023-09-28 | |
| 4 | CMB International Securities Limited | Rep | Advising on securities | 2023-09-28 | Rep | Dealing in securities | 2023-09-28 |
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