Li, Shaoqing (SFC:BRN724) 李少卿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Asset Management (HK) Limited | Rep | Advising on securities | 2023-09-13 | Rep | Asset management | 2023-09-13 | Rep | Dealing in securities | 2023-09-13 |
| 2 | CITIC Securities International Global Markets Limited | Rep | Dealing in futures contracts | 2023-09-13 | |
| 3 | CMS ASSET MANAGEMENT (HK) CO., LIMITED | Rep | Advising on securities | 2022-02-24 | 2023-08-18 | Rep | Asset management | 2022-02-24 | 2023-08-18 |
| 4 | OP INVESTMENT MANAGEMENT LIMITED | Rep | Dealing in securities | 2021-08-17 | 2022-01-20 |
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