Chow, Siu Yuen 周兆沅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2022-03-21 | 2023-01-15 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2022-03-21 | 2023-01-15 |
| 3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2022-03-21 | 2023-01-15 |
| 4 | Everbright Securities Digital Finance (HK) Limited | Rep | Dealing in securities | 2022-03-21 | 2023-01-15 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2022-03-21 | 2023-01-15 |
| 6 | TFI Capital Limited | Rep | Advising on corporate finance | 2021-10-20 | 2021-11-15 |
| 7 | TFI Securities and Futures Limited | Rep | Dealing in securities | 2021-10-20 | 2021-11-15 | Rep | Dealing in securities | 2021-11-19 |
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