Lu, Gonglu 鲁公路
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Advising on futures contracts | 2022-06-23 | 2022-06-23 | Rep | Dealing in futures contracts | 2022-06-23 | 2022-06-23 | RO | Advising on futures contracts | 2022-06-23 | 2023-06-08 | RO | Dealing in futures contracts | 2022-06-23 | 2023-06-08 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | Advising on corporate finance | 2022-06-23 | RO | Advising on securities | 2022-06-23 | RO | Asset management | 2022-06-23 | RO | Dealing in futures contracts | 2022-06-23 | RO | Dealing in securities | 2022-06-23 | Rep | Advising on corporate finance | 2022-06-23 | 2022-06-23 | Rep | Advising on securities | 2022-06-23 | 2022-06-23 | Rep | Asset management | 2022-06-23 | 2022-06-23 | Rep | Dealing in futures contracts | 2022-06-23 | 2022-06-23 | Rep | Dealing in securities | 2022-06-23 | 2022-06-23 |
| 3 | CMS ASSET MANAGEMENT (HK) CO., LIMITED | Rep | Advising on securities | 2022-06-23 | 2022-06-23 | Rep | Asset management | 2022-06-23 | 2022-06-23 | RO | Advising on securities | 2022-06-23 | 2023-06-08 | RO | Asset management | 2022-06-23 | 2023-06-08 |
| 4 | CMS CAPITAL (HK) CO., LIMITED | RO | Advising on securities | 2023-11-01 | RO | Asset management | 2023-11-01 |
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