Li, Lenny Lan 李瀾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Sunrise Capital Limited | Rep | Advising on corporate finance | 2023-10-30 | 2023-11-30 | Rep | Dealing in securities | 2023-10-30 | 2023-11-30 | RO | Advising on corporate finance | 2023-11-30 | RO | Dealing in securities | 2023-11-30 |
| 2 | Opus Capital Limited (HK) | Rep | Advising on corporate finance | 2020-07-16 | 2020-08-27 | Rep | Dealing in securities | 2020-07-16 | 2020-08-27 | RO | Dealing in securities | 2020-08-27 | 2022-12-10 | RO | Advising on corporate finance | 2020-08-27 | 2023-09-15 |
| 3 | Opus Securities Limited | Rep | Dealing in securities | 2022-11-24 | 2023-04-17 | RO | Dealing in securities | 2023-04-17 | 2023-09-15 |
| 4 | PLATINUM SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2006-05-08 | 2010-11-09 | Rep | Dealing in securities | 2006-05-08 | 2010-11-09 | RO | Advising on corporate finance | 2010-11-09 | 2020-06-30 | RO | Dealing in securities | 2010-11-09 | 2020-06-30 |
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