Tam, Denise Wan Rou 譚菀柔
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | La Roche & Co Asia Limited | Rep | Asset management | 2008-03-26 | 2008-11-20 | Rep | Advising on securities | 2008-03-26 | 2011-10-14 | Rep | Dealing in securities | 2008-03-26 | 2011-10-14 |
| 2 | Rothschild & Co Wealth Management Hong Kong Limited | Rep | Advising on securities | 2012-02-08 | 2017-08-08 | Rep | Dealing in securities | 2012-02-08 | 2017-08-08 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2020-07-22 | Rep | Dealing in securities | 2020-07-22 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Automated trading services | 2020-07-22 | Rep | Dealing in futures contracts | 2020-07-22 | Rep | Dealing in securities | 2020-07-22 |
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