Chia, Kiara Kim Szu Shyan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2010-08-26 | 2011-10-24 |
| 2 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2011-10-24 | 2013-04-02 | Rep | Advising on securities | 2013-04-05 | 2013-04-09 | Rep | Advising on securities | 2013-10-31 | 2013-11-01 | Rep | Advising on securities | 2014-09-15 | 2014-09-16 | Rep | Advising on securities | 2015-04-27 | 2015-04-28 | Rep | Advising on securities | 2015-10-07 | 2015-10-14 | Rep | Advising on securities | 2016-10-03 | 2016-10-04 | Rep | Advising on securities | 2017-09-18 | 2017-09-20 | Rep | Advising on securities | 2018-02-20 | 2018-03-02 | Rep | Advising on securities | 2018-10-02 | 2018-10-04 | Rep | Advising on securities | 2023-01-09 | 2023-01-13 | Rep | Advising on securities | 2023-06-12 | 2023-06-16 | Rep | Advising on securities | 2023-09-04 | 2023-09-08 | Rep | Advising on securities | 2024-01-22 | 2024-01-25 |
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