Lam, Ping Sum 林炳森
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABUNDANCIA GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Advising on securities | 2018-06-12 | RO | Asset management | 2018-06-12 |
| 2 | C.P. FINANCIAL MANAGEMENT LIMITED | Rep | Asset management | 2013-07-22 | 2016-03-31 |
| 3 | orientiert XYZ Securities Limited | Rep | Dealing in securities | 2011-07-27 | 2013-07-06 | Rep | Asset management | 2012-03-20 | 2013-07-06 |
| 4 | REDFORD SECURITIES LIMITED | Rep | Dealing in securities | 2010-04-20 | 2011-05-31 |
| 5 | SUNHIGH FINANCIAL HOLDINGS LIMITED | RO | Advising on securities | 2016-09-09 | 2018-03-19 | RO | Asset management | 2016-09-09 | 2018-03-19 | RO | Dealing in securities | 2016-09-09 | 2018-03-19 |
| 6 | Superactive Financial Group Company Limited | Rep | Asset management | 2016-04-13 | 2016-05-13 | RO | Asset management | 2016-05-13 | 2016-08-05 |
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