Yip, Ka Man (SFC:AVK955) 葉家旻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AD Capital Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2010-08-05 | 2012-01-31 | Rep | Advising on securities | 2010-08-05 | 2012-01-31 |
| 2 | CHARLES-LIM CAPITAL LIMITED | Rep | Asset management | 2013-01-14 | 2015-07-03 |
| 3 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Advising on securities | 2012-06-11 | 2012-08-25 |
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