Yan, Ka Yee Connie 甄家怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2011-08-08 | 2013-01-24 | Rep | Dealing in securities | 2011-08-08 | 2013-01-24 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2004-09-07 | 2007-01-30 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-04-25 | 2007-01-30 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-04-30 | 2010-04-16 | Rep | Dealing in futures contracts | 2008-06-05 | 2010-04-16 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy