Chen, Ji (SFC:ALO251) 陳濟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2010-07-02 | 2015-07-24 | Rep | Asset management | 2010-07-02 | 2015-07-24 | Rep | Advising on futures contracts | 2012-02-06 | 2015-07-24 | Rep | Dealing in securities | 2012-02-06 | 2015-07-24 |
| 2 | SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2008-09-23 | 2009-11-03 | Rep | Asset management | 2008-09-23 | 2009-11-03 | RO | Advising on securities | 2009-11-03 | 2010-06-12 | RO | Asset management | 2009-11-03 | 2010-06-12 |
| 3 | TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2015-08-26 | 2015-10-28 | Rep | Asset management | 2015-08-26 | 2015-10-28 | RO | Advising on securities | 2015-10-28 | RO | Asset management | 2015-10-28 | RO | Dealing in securities | 2018-07-11 |
| 4 | Vision Capital Investment Management Limited | Rep | Asset management | 2004-12-22 | 2008-08-30 | Rep | Dealing in securities | 2004-12-22 | 2008-08-30 | Rep | Advising on securities | 2008-01-25 | 2008-08-30 |
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