Tsang, William Ling Wai 曾令威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-11-22 | 2011-01-27 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-11-22 | 2015-09-01 | Rep | Dealing in futures contracts | 2005-10-13 | 2015-09-01 | Rep | Leveraged foreign exchange trading | 2011-06-08 | 2014-11-26 |
| 3 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2015-09-17 | 2019-12-20 | Rep | Dealing in securities | 2015-09-17 | 2019-12-20 |
| 4 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2020-02-18 | 2020-09-18 | Rep | Dealing in futures contracts | 2020-02-18 | 2020-09-18 |
| 5 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2020-02-18 | 2020-09-18 | Rep | Dealing in securities | 2020-02-18 | 2020-09-18 |
| 6 | HANTEC FUTURES LIMITED | Rep | Dealing in futures contracts | 2023-06-16 | 2024-02-19 |
| 7 | HANTEC SECURITIES CO., LIMITED | Rep | Dealing in securities | 2023-06-16 | 2024-02-19 |
| 8 | Lion Global Financial Limited | Rep | Advising on securities | 2003-06-09 | 2004-05-18 |
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