Lam, Sun 林晨
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in securities | 2008-12-22 | 2016-09-07 |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2016-09-15 | 2021-02-26 |
| 3 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on corporate finance | 2003-08-25 | Rep | Advising on securities | 2003-08-25 | Rep | Asset management | 2003-08-25 | Rep | Automated trading services | 2003-08-25 | Rep | Dealing in securities | 2008-12-18 |
| 4 | VALUABLE CAPITAL LIMITED | Rep | Dealing in securities | 2021-09-14 |
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