Chen, Chih-Kuo 陳治國
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | Advising on securities | 2010-11-02 | 2011-02-01 | Rep | Dealing in securities | 2010-11-02 | 2011-02-01 | RO | Advising on securities | 2011-02-01 | 2013-04-01 | RO | Dealing in securities | 2011-02-01 | 2013-04-01 | Rep | Asset management | 2011-04-14 | 2011-10-25 | RO | Asset management | 2011-10-25 | 2013-04-01 |
| 2 | CCB Principal Asset Management (Hong Kong) Co., Limited | RO | Advising on securities | 2020-07-07 | 2022-08-17 | RO | Asset management | 2020-07-07 | 2022-08-17 |
| 3 | DSG Asset Management (HK) Company Limited | Rep | Asset management | 2017-10-18 | 2017-10-30 | RO | Asset management | 2017-10-30 | 2018-09-15 |
| 4 | GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-06-10 | 2010-09-30 |
| 5 | IBTS ASIA (HK) LIMITED | Rep | Dealing in securities | 2005-11-18 | 2008-10-10 |
| 6 | PICC Asset Management (Hong Kong) Company Limited | Rep | Asset management | 2018-10-15 | 2018-12-13 | RO | Advising on securities | 2018-12-13 | 2019-05-31 | RO | Asset management | 2018-12-13 | 2019-05-31 |
| 7 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-06-24 | 2005-08-03 |
| 8 | TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2013-04-18 | 2013-06-04 | Rep | Asset management | 2013-04-18 | 2013-06-04 | RO | Advising on securities | 2013-06-04 | 2017-10-10 | RO | Asset management | 2013-06-04 | 2017-10-10 |
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