Lo, Michael Wai Tak 盧韋德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BSI Investment Advisors (Hong Kong) Limited | Rep | Advising on securities | 2010-09-29 | 2014-01-31 | Rep | Dealing in securities | 2010-09-29 | 2014-01-31 |
| 2 | CIAM Capital Management Limited | Rep | Advising on securities | 2017-09-12 | 2018-07-14 | Rep | Asset management | 2017-09-12 | 2018-07-14 |
| 3 | FT Securities Limited | Rep | Dealing in securities | 2003-06-25 | 2006-04-20 | Rep | Advising on futures contracts | 2005-09-30 | 2006-04-20 | Rep | Dealing in futures contracts | 2005-09-30 | 2006-04-20 |
| 4 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-06-25 | 2005-10-04 |
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