Chu, Wai Pan 朱偉彬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-11-30 | 2005-01-10 |
| 2 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2011-05-27 | 2021-07-26 | RO | Dealing in securities | 2021-07-26 | 2022-12-08 |
| 3 | CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2006-12-05 | 2007-12-07 |
| 4 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2008-01-08 | 2011-05-26 |
| 5 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2007-12-24 | 2011-05-26 |
| 6 | EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-12-09 | 2006-09-21 |
| 7 | TFI Asset Management Limited | Rep | Advising on securities | 2023-01-18 | |
| 8 | TFI Securities and Futures Limited | Rep | Dealing in securities | 2022-12-21 | Rep | Advising on securities | 2023-05-24 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy