Ng, Fion Siu Mui 吳少梅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF COMMODITIES LIMITED | Rep | Advising on futures contracts | 2004-07-07 | Rep | Asset management | 2004-07-07 | Rep | Dealing in futures contracts | 2004-08-02 | RO | Dealing in futures contracts | 2004-08-02 | RO | Advising on futures contracts | 2007-12-18 |
| 2 | CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED | RO | Asset management | 2023-06-19 | |
| 3 | CHIEF SECURITIES LIMITED | Rep | Automated trading services | 2003-07-21 | Rep | Advising on corporate finance | 2004-07-07 | Rep | Advising on securities | 2004-07-07 | Rep | Asset management | 2004-07-07 | Rep | Dealing in securities | 2004-08-02 | RO | Dealing in securities | 2004-08-02 | RO | Asset management | 2005-02-16 | RO | Advising on securities | 2007-12-18 |
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