Lee, Wai Kit (SFC:AJG299) 李偉傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2017-10-25 | 2022-07-31 |
| 2 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2007-11-21 | 2010-02-06 |
| 3 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2012-08-28 | 2022-07-31 |
| 4 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2011-05-18 | 2017-11-30 | RO | Dealing in securities | 2017-11-30 | 2022-07-31 | Rep | Advising on securities | 2018-03-26 | 2022-07-31 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2017-10-25 | 2021-06-18 | Rep | Advising on securities | 2018-03-26 | 2022-07-31 | RO | Dealing in securities | 2021-06-18 | 2022-07-31 |
| 6 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2005-04-15 | 2007-05-28 | Rep | Dealing in securities | 2005-04-15 | 2007-05-28 |
| 7 | KAISER FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-11-12 | 2005-04-14 |
| 8 | KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2003-11-12 | 2005-04-14 |
| 9 | KGI ASIA LIMITED | Rep | Dealing in securities | 2007-08-17 | 2007-10-29 |
| 10 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-08-17 | 2007-10-29 |
| 11 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-08-17 | 2007-10-29 |
| 12 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2022-08-08 | Rep | Dealing in securities | 2022-08-08 | 2023-10-20 | RO | Dealing in securities | 2023-10-20 |
| 13 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2010-02-11 | 2011-02-24 |
| 14 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2007-11-09 | 2007-11-15 |
| 15 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2007-11-09 | 2007-11-15 |
| 16 | VC BROKERAGE LIMITED | Rep | Dealing in securities | 2007-06-15 | 2007-08-07 |
| 17 | VC FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-06-15 | 2007-08-07 |
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