Sun, Na (SFC:AOY607) 孫娜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2007-08-09 | 2012-02-01 | Rep | Asset management | 2011-06-14 | 2015-10-13 |
| 2 | CMS ASSET MANAGEMENT (HK) CO., LIMITED | Rep | Asset management | 2010-12-20 | 2017-01-03 | RO | Advising on securities | 2012-02-01 | 2017-04-18 | RO | Asset management | 2017-01-03 | 2017-04-18 |
| 3 | GF Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2017-06-05 | 2017-11-10 | Rep | Asset management | 2017-06-05 | 2017-11-10 | RO | Advising on securities | 2017-11-10 | 2022-01-27 | RO | Asset management | 2017-11-10 | 2022-01-27 |
| 4 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2019-09-20 | 2022-04-21 | Rep | Advising on securities | 2021-05-14 | 2022-04-21 | RO | Advising on securities | 2022-04-21 | RO | Dealing in securities | 2022-04-21 |
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