Leung, Wai Ying (SFC:ASC836) 梁慧盈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ballas Capital Limited | Rep | Advising on corporate finance | 2017-03-03 | 2019-11-15 | Rep | Dealing in securities | 2017-03-03 | 2019-11-15 | RO | Advising on corporate finance | 2019-11-15 | RO | Dealing in securities | 2019-11-15 |
| 2 | BOSC International Company Limited | Rep | Advising on corporate finance | 2015-01-20 | 2016-10-23 | Rep | Dealing in securities | 2015-01-20 | 2016-10-23 |
| 3 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2008-11-28 | 2009-06-11 | Rep | Dealing in securities | 2008-11-28 | 2009-06-11 |
| 4 | CGS International Securities Hong Kong Limited | Rep | Advising on corporate finance | 2010-10-14 | 2013-05-07 | Rep | Dealing in securities | 2010-10-14 | 2013-05-07 |
| 5 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2010-09-16 | 2010-10-05 |
| 6 | Crosby Securities Limited | Rep | Dealing in securities | 2013-09-17 | 2014-09-30 | Rep | Advising on corporate finance | 2013-09-19 | 2014-09-30 |
| 7 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-11-16 | 2016-12-30 |
| 8 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2016-11-16 | 2016-12-30 |
| 9 | KINGSTON CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2009-07-10 | 2010-08-23 |
| 10 | KINGSTON SECURITIES LIMITED | Rep | Dealing in securities | 2009-07-10 | 2010-08-23 |
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