Luk, Carmen Kar Man 陸嘉敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2024-02-23 | |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2024-02-23 | |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2024-02-23 | |
| 4 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2010-05-03 | 2012-04-16 |
| 5 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2012-10-12 | 2014-05-12 |
| 6 | ABCI Securities Company Limited | Rep | Dealing in securities | 2014-05-30 | 2018-08-17 |
| 7 | ABCI Securities Company Limited | Rep | Advising on securities | 2016-01-25 | 2018-08-17 |
| 8 | Lion Global Financial Limited | Rep | Advising on securities | 2018-09-11 | 2018-10-28 |
| 9 | Lion Global Financial Limited | Rep | Dealing in securities | 2018-09-11 | 2018-10-28 |
| 10 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2018-11-30 | 2021-05-07 |
| 11 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2018-11-30 | 2021-05-07 |
| 12 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2018-11-30 | 2021-05-07 |
| 13 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2019-09-09 | 2021-05-07 |
| 14 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2021-06-08 | 2022-03-27 |
| 15 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-06-08 | 2022-03-27 |
| 16 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2023-11-07 | 2023-12-29 |
| 17 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2023-11-07 | 2023-12-29 |
| 18 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-11-07 | 2023-12-29 |
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