Tang, Kai Shing 鄧啟成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2008-06-12 | 2012-03-16 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2008-06-12 | 2012-03-16 |
| 3 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2007-11-05 | 2008-06-07 |
| 4 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2007-11-05 | 2008-06-07 |
| 5 | Huarong International Asset Management Limited | RO | Asset management | 2013-01-15 | 2014-01-27 |
| 6 | Huarong International Securities Limited | Rep | Dealing in securities | 2012-12-19 | 2013-01-15 | RO | Advising on securities | 2013-01-15 | 2014-01-27 | RO | Dealing in securities | 2013-01-15 | 2014-01-27 | Rep | Dealing in futures contracts | 2013-02-07 | 2013-03-25 | RO | Dealing in futures contracts | 2013-03-25 | 2014-01-27 |
| 7 | KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2004-08-12 | 2005-12-09 |
| 8 | Rifa Asset Management Limited | RO | Advising on futures contracts | 2017-10-27 | 2022-12-22 | RO | Advising on securities | 2017-10-27 | 2022-12-22 | RO | Asset management | 2017-10-27 | 2022-12-22 |
| 9 | Rifa Futures Limited | Rep | Dealing in futures contracts | 2014-02-12 | 2014-04-08 | RO | Dealing in futures contracts | 2014-04-08 | 2022-12-22 |
| 10 | Rifa Securities Limited | Rep | Dealing in securities | 2014-02-12 | 2014-04-08 | RO | Dealing in securities | 2014-04-08 | 2022-12-22 |
| 11 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2012-03-19 | 2012-12-18 |
| 12 | TFI Asset Management Limited | Rep | Advising on securities | 2014-02-12 | 2014-04-08 | RO | Advising on securities | 2014-04-08 | 2016-09-27 | Rep | Advising on futures contracts | 2014-04-10 | 2014-09-18 | RO | Asset management | 2014-06-27 | 2016-09-27 | RO | Advising on futures contracts | 2014-09-18 | 2016-09-27 |
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