Ho, Yuen Kim 何遠儉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2011-07-08 | 2016-02-13 | Rep | Dealing in futures contracts | 2013-06-17 | 2016-02-13 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-07-08 | 2013-08-31 | Rep | Dealing in securities | 2011-07-08 | 2013-08-31 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2008-08-28 | 2010-05-06 | Rep | Dealing in securities | 2008-08-28 | 2010-05-06 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2018-01-08 | Rep | Dealing in securities | 2018-01-08 | Rep | Advising on corporate finance | 2018-06-11 | 2021-08-10 |
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