Lam, Geoffrey Man Hon 林汶翰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AJ Asset Management Limited | RO | Advising on securities | 2018-08-28 | 2021-05-07 | RO | Asset management | 2018-08-28 | 2021-05-07 |
| 2 | AJ Securities Limited | Rep | Dealing in securities | 2018-06-11 | 2019-04-02 | RO | Dealing in securities | 2019-04-02 | 2021-05-07 |
| 3 | Bright Fund Management Limited | Rep | Advising on corporate finance | 2004-01-19 | Rep | Asset management | 2004-01-19 | Rep | Advising on securities | 2005-07-27 | RO | Advising on securities | 2005-07-27 | 2008-08-14 | RO | Asset management | 2005-07-27 | 2008-08-14 | RO | Dealing in securities | 2005-07-27 | 2008-08-14 |
| 4 | Caitong International Asset Management Co., Limited | RO | Advising on securities | 2013-05-20 | 2018-05-31 | RO | Asset management | 2013-05-20 | 2018-05-31 |
| 5 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2013-04-16 | 2013-04-22 | RO | Dealing in securities | 2013-04-22 | 2017-03-06 | Rep | Dealing in securities | 2017-03-06 | 2018-05-31 |
| 6 | Gen2 Partners Limited | RO | Asset management | 2010-01-28 | 2011-03-31 |
| 7 | Oreana Financial Services Limited | Rep | Advising on securities | 2011-09-05 | 2011-10-03 | Rep | Asset management | 2011-09-05 | 2011-10-03 | Rep | Dealing in securities | 2011-09-05 | 2011-10-03 | RO | Advising on securities | 2011-10-03 | 2013-04-12 | RO | Asset management | 2011-10-03 | 2013-04-12 | RO | Dealing in securities | 2011-10-03 | 2013-04-12 |
| 8 | Original Asset Management Limited | Rep | Advising on securities | 2021-05-20 | 2021-05-25 | Rep | Asset management | 2021-05-20 | 2021-05-25 | RO | Advising on securities | 2021-05-25 | RO | Asset management | 2021-05-25 |
| 9 | Original Group Securities Limited | Rep | Dealing in securities | 2021-05-20 | 2021-05-25 | RO | Dealing in securities | 2021-05-25 |
| 10 | SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2009-01-14 | 2009-04-15 | Rep | Asset management | 2009-01-14 | 2009-04-15 | RO | Advising on securities | 2009-04-15 | 2010-01-01 | RO | Asset management | 2009-04-15 | 2010-01-01 |
| 11 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-09-08 | 2010-01-01 |
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