Gan, Tanya Li Phing
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-02-26 | 2015-09-04 | RO | Advising on futures contracts | 2015-09-04 | 2016-02-15 | RO | Dealing in futures contracts | 2015-09-04 | 2016-02-15 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2007-02-21 | 2021-08-23 |
| 3 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Dealing in securities | 2021-11-19 | Rep | Advising on securities | 2021-12-01 |
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