Maynard, Andrew Charles
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Renaissance Broking Services (Hong Kong) Limited | RO | Dealing in securities | 2019-08-30 | |
| 2 | China Renaissance Securities (Hong Kong) Limited | Rep | Advising on securities | 2018-10-04 | 2019-06-18 | Rep | Dealing in securities | 2018-10-04 | 2019-06-18 | RO | Advising on securities | 2019-06-18 | RO | Dealing in securities | 2019-06-18 |
| 3 | CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-05-30 | 2011-11-17 | Rep | Advising on futures contracts | 2011-05-30 | 2012-09-07 | RO | Dealing in futures contracts | 2011-11-17 | 2015-03-19 | RO | Advising on futures contracts | 2012-09-07 | 2015-03-19 |
| 4 | CLSA LIMITED | Rep | Dealing in securities | 2011-05-30 | 2011-11-17 | RO | Dealing in securities | 2011-11-17 | 2015-03-19 | RO | Advising on securities | 2012-09-07 | 2015-03-19 | RO | Automated trading services | 2013-07-09 | 2015-03-19 |
| 5 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2011-05-30 | 2012-12-03 |
| 6 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Automated trading services | 2015-10-13 | 2016-02-01 | Rep | Dealing in securities | 2015-10-13 | 2016-02-01 | RO | Automated trading services | 2016-02-01 | 2018-03-28 | RO | Dealing in securities | 2016-02-01 | 2018-03-28 |
| 7 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2003-08-14 | Rep | Advising on securities | 2003-08-14 | Rep | Asset management | 2003-08-14 | Rep | Automated trading services | 2003-08-14 | Rep | Dealing in securities | 2003-12-19 | RO | Dealing in securities | 2003-12-19 | 2011-03-01 | RO | Automated trading services | 2007-11-26 | 2011-03-01 |
| 8 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2003-08-14 | Rep | Advising on securities | 2003-08-14 | Rep | Asset management | 2003-08-14 | Rep | Dealing in securities | 2003-12-19 | RO | Dealing in securities | 2003-12-19 | 2011-03-01 | RO | Dealing in futures contracts | 2010-08-20 | 2011-03-01 |
| 9 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-08-14 | Rep | Asset management | 2003-08-14 | Rep | Automated trading services | 2003-08-14 | Rep | Dealing in futures contracts | 2003-08-15 | RO | Dealing in futures contracts | 2003-08-15 | 2011-03-01 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy