So, Kin Yip 蘇建業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Brilliant Norton Securities Company Limited | Rep | Dealing in securities | 2013-10-15 | 2016-06-30 |
| 2 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2018-12-17 | 2020-06-30 |
| 3 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2003-05-06 | 2010-06-25 | Rep | Dealing in securities | 2010-06-25 | 2013-06-27 |
| 4 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2013-07-25 | 2013-10-04 |
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