Tham, Anna Marie 譚妙芳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) | Rep | Advising on securities | 2023-11-20 | 2023-12-04 | Rep | Asset management | 2023-11-20 | 2023-12-04 | RO | Advising on securities | 2023-12-04 | RO | Asset management | 2023-12-04 |
| 2 | Deltroit (Hong Kong) Limited | Rep | Advising on securities | 2007-12-31 | 2009-07-08 | Rep | Asset management | 2007-12-31 | 2009-07-08 | RO | Advising on securities | 2009-07-08 | 2011-03-31 | RO | Asset management | 2009-07-08 | 2011-05-31 | Rep | Advising on securities | 2011-03-31 | 2013-02-19 | Rep | Asset management | 2011-05-31 | 2013-02-19 |
| 3 | Sino Wealth Asset Management Limited | Rep | Advising on securities | 2018-08-01 | Rep | Asset management | 2018-08-01 | RO | Advising on securities | 2018-09-19 | 2023-06-27 | RO | Asset management | 2018-09-19 | 2023-06-27 |
| 4 | Triada Capital Limited (HK) | Rep | Advising on securities | 2013-08-14 | 2015-06-26 | Rep | Asset management | 2013-08-14 | 2015-06-26 | RO | Advising on securities | 2015-06-26 | 2018-03-09 | RO | Asset management | 2015-06-26 | 2018-03-09 |
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