He, Chuan (SFC:AVH597) 何川
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2010-06-09 | 2012-04-18 | Rep | Advising on securities | 2010-06-09 | 2012-04-18 | Rep | Dealing in securities | 2010-06-09 | 2012-04-18 |
| 2 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2020-08-25 | |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2016-12-18 | Rep | Advising on corporate finance | 2016-12-19 | 2018-08-09 | RO | Advising on corporate finance | 2018-08-09 | 2018-11-19 | Rep | Advising on corporate finance | 2018-11-19 | 2019-09-21 |
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