Chau, Raymond Wai Ming 周偉明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beijing Securities Limited | Rep | Dealing in securities | 2003-09-11 | 2004-07-30 |
| 2 | CLC SECURITIES LIMITED | Rep | Dealing in securities | 2016-06-22 | 2019-07-19 |
| 3 | CVP Securities Limited | Rep | Dealing in securities | 2004-08-02 | 2016-06-16 |
| 4 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2021-03-01 | |
| 5 | Original Group Securities Limited | Rep | Dealing in securities | 2019-07-25 | 2021-01-22 |
| 6 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-09-05 | Rep | Advising on securities | 2003-09-05 | Rep | Asset management | 2003-09-05 | Rep | Dealing in securities | 2003-09-05 |
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