Ngai, Chun Kin 倪俊健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CVP Securities Limited | Rep | Dealing in securities | 2010-04-26 | 2013-03-07 |
| 2 | STOCKWELL SECURITIES LIMITED | Rep | Dealing in securities | 2013-03-11 | 2022-06-30 | Rep | Dealing in securities | 2022-07-01 |
| 3 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2004-01-09 | Rep | Advising on securities | 2004-01-09 | Rep | Asset management | 2004-01-09 | Rep | Dealing in securities | 2006-11-22 |
| 4 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2007-01-12 | 2010-04-16 |
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