Cheung, Wai (SFC:AQC579) 張惠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2012-12-19 | 2017-02-01 | Rep | Dealing in securities | 2012-12-19 | 2017-02-01 |
| 2 | Finet Securities Limited | Rep | Dealing in futures contracts | 2008-01-28 | 2010-12-01 | Rep | Dealing in securities | 2008-01-28 | 2010-12-01 |
| 3 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-12-02 | 2012-12-15 |
| 4 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2010-12-02 | 2012-12-15 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2017-02-02 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 |
| 6 | KGI Asset Management Limited | Rep | Asset management | 2019-06-24 | |
| 7 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-02-02 |
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