Pan, Chenyue 潘陳玥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-11-01 | 2011-02-01 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2010-11-01 | 2011-02-01 | Rep | Dealing in securities | 2010-11-01 | 2011-02-01 |
| 3 | GF Securities (Hong Kong) Brokerage Limited | Rep | Advising on securities | 2011-04-20 | 2015-11-07 | Rep | Dealing in securities | 2011-04-20 | 2015-11-07 |
| 4 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2017-06-09 | 2018-04-22 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2016-12-22 | 2018-04-22 | Rep | Dealing in securities | 2017-06-09 | 2018-04-22 |
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