Law, Kwok Chi 羅國智
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHUNG LEE SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2019-08-07 | 2019-10-07 |
| 2 | GREATER CHINA STRATEGIC CAPITAL LIMITED | Rep | Advising on securities | 2010-12-03 | 2016-07-13 | Rep | Advising on corporate finance | 2010-12-03 | 2016-10-19 | Rep | Asset management | 2010-12-03 | 2017-06-02 | RO | Advising on securities | 2016-07-13 | 2019-02-01 | RO | Advising on corporate finance | 2016-10-19 | 2019-02-01 | RO | Asset management | 2017-06-02 | 2019-02-01 | RO | Advising on corporate finance | 2019-12-18 | 2022-02-28 | RO | Advising on securities | 2019-12-18 | 2022-02-28 | RO | Asset management | 2019-12-18 | 2022-02-28 |
| 3 | International Capital (Hong Kong) Limited | RO | Advising on corporate finance | 2019-02-20 | 2019-06-04 | RO | Advising on securities | 2019-02-20 | 2019-06-04 | RO | Dealing in securities | 2019-02-20 | 2019-06-04 |
| 4 | ZhongHua Finance Asset Management Co., Limited | RO | Advising on securities | 2019-08-07 | 2019-10-07 |
| 5 | ZhongHua Finance Capital Co., Limited | RO | Advising on corporate finance | 2019-08-07 | 2019-10-07 |
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