Tsoi, Wai Kwong (SFC:AOY483) 蔡偉光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-09-22 | 2018-09-03 | RO | Dealing in futures contracts | 2018-09-03 | RO | Advising on futures contracts | 2023-05-10 |
| 2 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2011-03-28 | 2023-05-10 | RO | Leveraged foreign exchange trading | 2023-05-10 |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-09-22 | |
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-05-21 | 2008-09-20 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-05-21 | 2008-09-20 |
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